Exchange for Physical and Special Crossing Trans... (EFPM-01)
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Knowledge Check - Records
- Introduction - Learning Outcomes
- Micro Module 1: EFP Overview and Regulation
- What is an EFP?
- Regulation
- Corporations Act
- ASX and ASX24 Operating Rules
- Market Integrity Rules
- Knowledge Check - EFP Regulation
- Knowledge Check - EFP Regulation
- Close of Micro-module 1
- Micro module 2: ASX24 Operating Procedures for EFP...
- 1. Transaction in a physical commodity or instrume...
- 2. Accepted physical commodities or instruments ag...
- 3. Multiple Futures and Physical
- 4. Price
- 5.EFP Lodgement Times
- Knowledge Check - ASX24 Operating Procedures
- Knowledge Check - ASX24 Operating Procedures
- Close of Micro-module 2
- micro module 3: Records and Cancellations
- Retention of Records
- Accepted physical commodities or instruments again...
- Cancellations
- Knowledge Check - Cancellation
- Knowledge Check - Records
- Close of Micro-module 3
- micro module 4: Additional Exchange Requirements
- Acceptance of an EFP
- Publication and Submission
- Open Positions and Direct Transactions
- Knowledge Check - Exchange requirements
- Close of Micro-module 4
- micro module 5: ETO Special crossings
- Crossings
- Special Crossings - General Requirements
- Single Series and Derivatives
- Combinations
- Reporting and restrictions
- Knowledge Check - ETO Special Crossings
- Knowledge Check - ETO Special Crossings
- Close of Micro-module 5
- micro module 6: block trades
- Market Integrity Rules
- Block Trade Procedures
- Block Trade Procedures continued
- Cancellation of Block Trades
- Block Trade Night Session
- Knowledge Check - Block Trades
- Knowledge Check - Block Trades
- Close of Micro-module 6
- micro module 7: Reporting procedures
- ASX 24 Reporting Rules
- ASX Reporting Derivatives Market Transactions
- Reporting Requirements
- Automatic Reporting
- Knowledge Check - Reporting
- Knowledge Check - Reporting
- Close of Micro-module 7
- micro module 8: consequences of misconduct
- Consequences of Misconduct
- Operator Rules
- Corporations Act
- Internal Policy
- Case Study 1
- Case Study 2
- Knowledge Check - Consequences of Misconduct
- Knowledge Check - Consequences of Misconduct
- Close of Micro-module 8
- final knowledge quiz
- EFP & Special Crossings - Final Knowledge Quiz
- Course info
