This 60 minute course (including linked reading) highlights and explains the relevant general obligations that all Australian Financial Service (AFS) Licence holders should understand and comply with. This includes the company holding the AFS Licence as well as its representative's.
You may need an AFS Licence if you or part of your business:
● provide financial product advice to clients;
● deal in a financial product;
● make a market for a financial product;
● operate a registered scheme;
● provide a custodial or depository service; or
● provide traditional trustee company services.
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This course should be used as a guide only and not meant to replace any specific advice from your employer. Please be sure to take specialist advice if you are in doubt. MIntegrity, its employees and contractors disclaim all and any liability to any persons whatsoever in respect of anything done by any person in reliance, whether whole or in part, on this e-learning course.
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