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Responsible Manager Regulation

Plus Package Courses


In this 60 minute course (including linked reading) you will cover the regulation of Responsible Managers including responsibilities, obligations and consequences for non-compliance.

You may be able to claim 1 MCLE/CPD unit/hour/point for the completion of this course. For advice, consult your Compliance Manager or your professional body’s MCLE / CPD guidelines.

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This course should be used as a guide only and not meant to replace any specific advice from your employer. Please be sure to take specialist advice if you are in doubt. MIntegrity, its employees and contractors disclaim all and any liability to any persons whatsoever in respect of anything done by any person in reliance, whether whole or in part, on this e-learning course.

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  • Introduction - Learning Outcomes
  • Responsible Managers Overview
  • Responsible Managers Overview
  • Knowledge Check – Responsible Managers Overview
  • Rules and Regulations
  • Responsible Managers Rules/Regulations
  • Knowledge Check – Rules and Regulations
  • Responsible Manager Responsibilities
  • Responsible Manager Responsibilities
  • Demonstrating Organisational Competency
  • Five Knowledge and Skills options
  • Knowledge Check - Responsible Manager Responsibilities
  • Knowledge Check – Five Knowledge and Skills options
  • responsible manager obligations
  • Documenting and maintaining records
  • Obligations when business activities change
  • Significant day to day decision making
  • Knowledge check – Maintaining records
  • Knowledge Check – Responsible Manager Obligations
  • Consequences of Misconduct
  • Breaches of organisational competencies obligations
  • Consequences of misconduct
  • Past disciplinary matters
  • Knowledge Check – Breaches
  • Knowledge Check – Consequences of Misconduct
  • summary quiz
  • Summary Quiz
Completion rules
  • All units must be completed
  • Leads to a certification with a duration: 1 year