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SGX Derivatives Regulation - An Introduction

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This course highlights and explains the relevant Futures Trading Rules for those who trade products in SGX’s Derivatives Market.

Trading on the SGX-Derivatives exchange is facilitated by Trading Members, and they can be classified as either a:
• Trading Member;
• Clearing Member;
• Trading Members (Proprietary); or
• Trading Member (Individual).

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This course should be used as a guide only and not meant to replace any specific advice from your employer. Please be sure to take specialist advice if you are in doubt. MIntegrity, its employees and contractors disclaim all and any liability to any persons whatsoever in respect of anything done by any person in reliance, whether whole or in part, on this e-learning course.

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  • Introduction - Learning Outcomes
  • Markets Regulation overview
  • Regulation – Market Operators
  • Regulation – Trading Members
  • Regulation – Government Regulation
  • Knowledge Check – Singapore Markets Regulation
  • Rules and Regulations
  • Rules and Regulations
  • Knowledge Check – Rules and Regulations
  • Supervision and Risk Management
  • Securities and Futures Act
  • Futures Trading Rules requirements
  • Futures Trading Rules requirements
  • Futures Trading Rules requirements
  • Knowledge Check - AFSL and Futures Trading Rules requirements
  • Knowledge Check – Supervision & Risk Management
  • trading members
  • Access to Market
  • Knowledge Check - Access to market
  • Trading Practices and Prohibited Conduct
  • Trading Practices
  • Trading Duties
  • Trading Duties
  • Duties of Members undertaking Agency Trades
  • Contract Rules
  • Market manipulation – Futures Trading Act
  • Market manipulation - Futures Trading Rules
  • Market manipulation - Futures Trading Rules Part 2
  • Market manipulation - Futures Trading Rules Part 3
  • Knowledge Check – Agency Trades
  • Knowledge Check – Contract Rules
  • Knowledge Check – Futures Trading Rules
  • Knowledge Check - Market manipulation
  • Knowledge Check - Market manipulation
  • Governance, escalation and Reporting
  • Corporate Governance Framework
  • Escalation and Self-Reporting
  • Knowledge Check – Escalation
  • Consequences of Misconduct
  • Consequences of Misconduct
  • Knowledge Check – Consequences of Misconduct
  • summary quiz
  • Summary Quiz
Completion rules
  • All units must be completed
  • Leads to a certification with a duration: 1 year