This course highlights and explains the relevant Market Integrity Rules ("MIRs") that persons who provide advice to clients as Representatives of Market Participants of the ASX and/or Chi-X should understand and comply with.
You are a Representative of a Market Participant if you are:
• an Authorised Representative of the Market Participant;
• an Employee the Market Participant; or
• any other person acting on behalf of the Market Participant or a related body corporate of the Market Participant.
In keeping with the MIRs, this course will use the term Representative when referring to the persons listed above.
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This course should be used as a guide only and not meant to replace any specific advice from your employer. Please be sure to take specialist advice if you are in doubt. MIntegrity, its employees and contractors disclaim all and any liability to any persons whatsoever in respect of anything done by any person in reliance, whether whole or in part, on this e-learning course.
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