Course
Introduction to Australian Futures Markets Regulation (AFMR-01)
A$100.00
Plus Package Courses
Introduction to Australian Futures Markets Regulation (AFMR-01)
In this 60 minute course (including linked reading) you will cover an introduction to the Australian regulatory environment governing operating as a market participant in the Australian Futures markets, including the relevant ASIC Market...
Introduction to Australian Securities Markets Regulation (ASMR-01)
A$100.00
Plus Package Courses
Introduction to Australian Securities Markets Regulation (ASMR-01)
This course examines the key Market Integrity Rules (MIRs) that are relevant to client advisers as Representatives* of Market Participants of the Australian Securities Markets. * You are a Representative of a Market Participant if you are: an...
Case Studies 2 of 2023 - Securities Markets Regulation (CSAUSEC2023_2)
A$100.00
Plus Package Courses
Case Studies 2 of 2023 - Securities Markets Regulation (CSAUSEC2023_2)
Welcome to Case Studies 2 of 2023 – Securities Markets Course. The content of this course covers the regulation of Australian capital markets with particular focus on infringement notices and steps that might be taken in order to prevent and...
Exchange for Physical and Special Crossing Transactions Regulations (EFPM-01)
A$100.00
Plus Package Courses
Exchange for Physical and Special Crossing Transactions Regulations (EFPM-01)
In this 90 minute course (including linked reading) you will cover the rules and regulations that govern the Exchange for Physical Transactions and Special Crossings with a focus on steps that might be taken in order to prevent and mitigate...
ASX24 Operating Rules Training Session Quiz
Quiz only
ASX24 Operating Rules Training Session Quiz
This Knowledge Quiz will test your understanding of ASX24 Operating Rules Training Session. Before you begin there are a number of housekeeping items to keep in mind. • You must achieve a pass mark of 80% or more to receive your certificate...
Case Studies 2 - Futures Markets Regulation
A$100.00
Plus Package Courses
Case Studies 2 - Futures Markets Regulation
In this 45 minute course (including linked reading) you will cover the regulation of Australian capital markets with particular focus on infringement notices and steps that might be taken in order to prevent and mitigate breaches of the rules...
Client Monies Regulation - An Introduction
A$100.00
Plus Package Courses
Client Monies Regulation - An Introduction
In this 60-minute course (including linked reading) you will cover an introduction to the regulation of Client Monies including some of the ASIC Market Integrity Rules that govern the Markets. Copyright Copyright © MIntegrity. All rights...
For Advisers - AFSL Regulation - An Introduction
A$100.00
Plus Package Courses
For Advisers - AFSL Regulation - An Introduction
This 60 minute course (including linked reading) highlights and explains the relevant general obligations that all Australian Financial Service (AFS) Licence holders should understand and comply with. This includes the company holding the AFS...
For Market Participant Advisers - Securities Regulation - An Introduction
A$100.00
Plus Package Courses
For Market Participant Advisers - Securities Regulation - An Introduction
This course highlights and explains the relevant Market Integrity Rules ("MIRs") that persons who provide advice to clients as Representatives of Market Participants of the Securities Markets should understand and comply with. You are a...
For Principal Traders - Futures Regulation - An Introduction
A$100.00
Plus Package Courses
For Principal Traders - Futures Regulation - An Introduction
This course highlights and explains the relevant Market Integrity Rules for those Futures Market Participants that are Principal Traders. A Futures Market Participant is a Principal Trader if the Market Participant is a Trading Participant of...

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