Plus Package Courses

Introduction to Australian Securities Markets Regulation (ASMR-01)


Description
This course examines the key Market Integrity Rules (MIRs) that are relevant to client advisers as Representatives* of Market Participants of the Australian Securities Markets.

* You are a Representative of a Market Participant if you are:
an Authorised Representative of the Market Participant;
an Employee the Market Participant; or
any other person acting on behalf of the Market Participant or a related body corporate of the Market Participant.

You may be able to claim 2.0 CPD hour for the completion of this course in the CPD Competency category of Regulatory Compliance and Consumer Protection. For advice, consult your CDP Plan, Compliance Manager or FASEA’s CPD guidelines.
Content
  • Introduction to Australian Securities Markets Regulation
Completion rules
  • All units must be completed
  • Leads to a certificate with a duration: 1 year