In this 30 minute course (including linked reading) you will cover the regulation of Responsible Managers including responsibilities, obligations and consequences for non-compliance.

You may be able to claim 0.5 CPD hour for the completion of this course in the CPD Competency category of Regulatory Compliance and Consumer Protection. For advice, consult your CDP Plan, Compliance Manager or Financial Adviser Standard’s CPD guidelines.

Copyright
Copyright © MIntegrity. All rights reserved. No part of this learning material may be reproduced, distributed, or transmitted in any form or by any means, including photocopying, recording, or other electronic or mechanical methods, without the prior written permission of the publisher.

Disclaimer
This e-learning content should be used as a guide only and is not meant to replace any specific advice from your employer. Please be sure to take specialist advice if you are in doubt. MIntegrity, its employees and contractors disclaim all and any liability to any persons whatsoever in respect of anything done by any person in reliance, whether whole or in part, on this e-learning content.


Please ensure you have the latest version of Java enabled to optimise viewing of the content in this course.