Plus Package Courses

Introduction to SGX Derivatives Regulation


Description
This course highlights and explains the relevant Futures Trading Rules for those who trade products in SGX’s Derivatives Market.

Trading and Clearing Members must meet stringent financial requirements, including minimum capital levels, to ensure they can fulfill obligations and are subject to regulatory oversight to mitigate risks they pose to the system.

Copyright
Copyright © MIntegrity. All rights reserved. No part of this learning material may be reproduced, distributed, or transmitted in any form or by any means, including photocopying, recording, or other electronic or mechanical methods, without the prior written permission of the publisher.

Disclaimer
This e-learning content should be used as a guide only and is not meant to replace any specific advice from your employer. Please be sure to take specialist advice if you are in doubt. MIntegrity, its employees and contractors disclaim all and any liability to any persons whatsoever in respect of anything done by any person in reliance, whether whole or in part, on this e-learning content.
Content
  • Introduction - Learning Outcomes
  • Markets Regulation overview
  • Regulation – Market Operators
  • Regulation – Trading Members
  • Regulation – Government Regulation
  • Knowledge Check – Singapore Markets Regulation
  • Rules and Regulations
  • Rules and Regulations
  • Knowledge Check – Rules and Regulations
  • Supervision and Risk Management
  • Securities and Futures Act
  • Futures Trading Rules requirements
  • Futures Trading Rules requirements
  • Futures Trading Rules requirements - Registration
  • Futures Trading Rules - Fit and Proper
  • Futures Trading Rules - Clearing Arrangements
  • Knowledge Check - Futures Trading Rules
  • Knowledge Check – Supervision & Risk Management
  • trading members
  • Access to Market
  • Knowledge Check - Access to market
  • Trading Practices and Prohibited Conduct
  • Trading Practices
  • Trading Duties
  • Trading Duties
  • Duties of Members undertaking Agency Trades
  • Contract Rules
  • Market manipulation – Securities and Futures Act
  • Market manipulation - Futures Trading Rules
  • Market manipulation - Futures Trading Rules Part 2
  • Market manipulation - Futures Trading Rules Part 3
  • Knowledge Check – Agency Trades
  • Knowledge Check – Contract Rules
  • Knowledge Check – Futures Trading Rules
  • Knowledge Check - Market manipulation
  • Knowledge Check - Market manipulation
  • Governance, escalation and Reporting
  • Corporate Governance Framework
  • Escalation and Self-Reporting
  • Knowledge Check – Escalation
  • Consequences of Misconduct on SGX Derivatives Market
  • Consequences of Misconduct on the SGX Derivatives Market
  • Case Study - Market Manipulation
  • Knowledge Check – Consequences of Misconduct
  • final knowledge quiz
  • Introduction to SGX DT - Final Knowledge Quiz
Completion rules
  • All units must be completed
  • Leads to a certificate with a duration: 1 year