Course | |||||
---|---|---|---|---|---|
A$100.00 Plus Package Courses In this 60 minute course (including linked reading) you will cover an introduction to the Australian regulatory environment governing operating as a market participant in the Australian Futures markets, including the relevant ASIC Market... | |||||
A$100.00 Plus Package Courses This course examines the key Market Integrity Rules (MIRs) that are relevant to client advisers as Representatives* of Market Participants of the Australian Securities Markets.
* You are a Representative of a Market Participant if you are:
an... | |||||
A$100.00 Plus Package Courses Welcome to Case Studies 2 of 2023 – Securities Markets Course.
The content of this course covers the regulation of Australian capital markets with particular focus on infringement notices and steps that might be taken in order to prevent and... | |||||
A$100.00 Plus Package Courses In this 90 minute course (including linked reading) you will cover the rules and regulations that govern the Exchange for Physical Transactions and Special Crossings with a focus on steps that might be taken in order to prevent and mitigate... | |||||
Quiz only This Knowledge Quiz will test your understanding of ASX24 Operating Rules Training Session. Before you begin there are a number of housekeeping items to keep in mind.
• You must achieve a pass mark of 80% or more to receive your certificate... | |||||
A$100.00 Plus Package Courses In this 45 minute course (including linked reading) you will cover the regulation of Australian capital markets with particular focus on infringement notices and steps that might be taken in order to prevent and mitigate breaches of the rules... | |||||
A$100.00 Plus Package Courses In this 60-minute course (including linked reading) you will cover an introduction to the regulation of Client Monies including some of the ASIC Market Integrity Rules that govern the Markets.
Copyright
Copyright © MIntegrity. All rights... | |||||
A$100.00 Plus Package Courses This 60 minute course (including linked reading) highlights and explains the relevant general obligations that all Australian Financial Service (AFS) Licence holders should understand and comply with. This includes the company holding the AFS... | |||||
A$100.00 Plus Package Courses This course highlights and explains the relevant Market Integrity Rules ("MIRs") that persons who provide advice to clients as Representatives of Market Participants of the Securities Markets should understand and comply with.
You are a... | |||||
A$100.00 Plus Package Courses This course highlights and explains the relevant Market Integrity Rules for those Futures Market Participants that are Principal Traders.
A Futures Market Participant is a Principal Trader if the Market Participant is a Trading Participant of... |