Course
Introduction to Australian Futures Markets Regulation (AFMR-01)
A$100.00
Plus Package Courses
Introduction to Australian Futures Markets Regulation (AFMR-01)
In this 60 minute course (including linked reading) you will cover an introduction to the Australian regulatory environment governing operating as a market participant in the Australian Futures markets, including the relevant ASIC Market...
Introduction to Australian Securities Markets Regulation (ASMR-01)
A$100.00
Plus Package Courses
Introduction to Australian Securities Markets Regulation (ASMR-01)
This course examines the key Market Integrity Rules (MIRs) that are relevant to client advisers as Representatives* of Market Participants of the Australian Securities Markets. * You are a Representative of a Market Participant if you are: an...
Exchange for Physical and Special Crossing Transactions Regulations (EFPM-01)
A$100.00
Plus Package Courses
Exchange for Physical and Special Crossing Transactions Regulations (EFPM-01)
In this 90 minute course (including linked reading) you will cover the rules and regulations that govern the Exchange for Physical Transactions and Special Crossings with a focus on steps that might be taken in order to prevent and mitigate...
ASX24 Operating Rules Training Session Quiz
Quiz only
ASX24 Operating Rules Training Session Quiz
This Knowledge Quiz will test your understanding of ASX24 Operating Rules Training Session. Before you begin there are a number of housekeeping items to keep in mind. • You must achieve a pass mark of 80% or more to receive your certificate...
Case Studies 1 - Futures Markets Regulation
A$100.00
Plus Package Courses
Case Studies 1 - Futures Markets Regulation
In this 45 minute course (including linked reading) you will cover the regulation of Australian capital markets with particular focus on infringement notices and steps that might be taken in order to prevent and mitigate breaches of the rules...
Case Studies 1 - Futures Markets Regulation (Principal Traders)
A$100.00
Plus Package Courses
Case Studies 1 - Futures Markets Regulation (Principal Traders)
In this 30-minute course (including linked reading) you will cover the regulation of Australian capital markets with particular focus on infringement notices and steps that might be taken in order to prevent and mitigate breaches of the rules...
Case Studies 1 - Securities Markets Regulation
A$100.00
Plus Package Courses
Case Studies 1 - Securities Markets Regulation
This 45 minute course (including linked reading) is designed to enhance the participants’ understanding of the regulation of the Securities markets with particular focus on infringement notices and steps that might be taken in order to prevent...
Case Studies 2 - Futures Markets Regulation
A$100.00
Plus Package Courses
Case Studies 2 - Futures Markets Regulation
In this 45 minute course (including linked reading) you will cover the regulation of Australian capital markets with particular focus on infringement notices and steps that might be taken in order to prevent and mitigate breaches of the rules...
Case Studies 2 - Securities Markets Regulation
A$100.00
Plus Package Courses
Case Studies 2 - Securities Markets Regulation
In this 45 minute course (including linked reading) you will cover the regulation of Australian capital markets with particular focus on infringement notices and steps that might be taken in order to prevent and mitigate breaches of the rules...
Client Monies Regulation - An Introduction
A$100.00
Plus Package Courses
Client Monies Regulation - An Introduction
In this 60-minute course (including linked reading) you will cover an introduction to the regulation of Client Monies including some of the ASIC Market Integrity Rules that govern the Markets. Copyright You have permission to post this, email...

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